Archaeological Resources Protection Act
of 19791
AN ACT TO protect archaeological
resources on public lands and Indian lands,
and for other purposes.
Be it enacted of the Senate and
the House of Representatives of the United
States of America in Congress
assembled,
Short Title
SEC. 1. This Act may be cited
as the "Archaeological Resources Protection Act
of 1979".
Findings and Purpose
SEC. 2. (a) The Congress finds
that-
(1)
archaeological resources on public lands and Indian lands are an
accessible and
irreplaceable part of the Nation's heritage;
(2)
these resources are increasingly endangered because of their
commercial attractiveness;
(3)
existing Federal laws do not provide adequate protection to prevent
the loss and
destruction of these archaeological resources and sites
resulting from
uncontrolled excavations and pillage; and
(4)
there is a wealth of archaeological information which has been
legally obtained
by private individuals for noncommercial purposes and
which could voluntarily
be made available to professional archaeologists
and institutions.
(b) The purpose
of this Act is to secure, for the present and future
benefit of the American people,
the protection of archaeological resources
and sites which are on public lands
and Indian lands, and to foster
increased cooperation and exchange
of information between governmental
authorities, the professional archaeological
community, and private
individuals having collections of
archaeological resources and data which
were obtained before the date of
the enactment of this Act.
Definitions
SEC. 3. As used in this Act-
(1)
The term "archaeological resource" means any material remains of
past human life
or activities which are of archaeological interest, as
determined under
the uniform regulations promulgated pursuant to this Act.
Such regulations
containing such determination shall include, but not be
limited to: pottery,
basketry, bottles, weapons, weapon projectiles,
tools, structures
or portions of structures, pit houses, rock paintings,
rock carvings,
intaglios, graves, human skeletal materials, or any portion
or piece of any
of the foregoing items. Nonfossilized and fossilized
paleontological
specimens, or any portion or piece thereof, shall not be
considered archaeological
resources, under the regulations under this
paragraph, unless
found in an archaeological context. No item shall be
treated as an
archaeological resource under regulations under this
paragraph unless
such item is at least 100 years of age.
(2)
The term "Federal land manager" means, with respect to any public
lands, the Secretary
of the department, or the head of any other agency
or instrumentality
of the United States, having primary management
authority over
such lands. In the case of any public lands or Indian
lands with respect
to which no department, agency, or instrumentality
has primary management
authority, such term means the Secretary of the
Interior.
If the Secretary of the Interior consents, the responsibilities
(in whole or
in part) under this Act of the Secretary of any department
(other than the
Department of the Interior) or the head of any other
agency or instrumentality
may be delegated to the Secretary of the
Interior with
respect to any land managed by such other Secretary or
agency head,
and in any such case, the term Federal land manager means
the Secretary
of the Interior.
(3)
The term "public lands" means-
(A) lands which are owned and administered by the United States as
part
of-
(i) the national park system,
(ii) the national wildlife refuge system, or
(iii) the national forest system; and
(B) all other lands the fee title to which is held by the United
States,
other than lands on the Outer Continental Shelf and lands which
are
under the jurisdiction of the Smithsonian Institution.2
(4)
The term "Indian lands" means lands of Indian tribes, or Indian
individuals,
which are either held in trust by the United States or
subject to a
restriction against alienation imposed by the United States,
except for any
subsurface interest in lands not owned or controlled by an
Indian tribe
or an Indian individual.
(5)
The term "Indian tribe" means any Indian tribe, band, nation, or
other organized
group or community, including any Alaska Native village
or regional or
village corporation as defined in, or established pursuant
to, the Alaska
Native Claims Settlement Act (85 Stat. 688).
(6)
The term "person" means an individual, corporation, partnership,
trust, institution,
association, or any other private entity or any
officer, employee,
agent, department, or instrumentality of the United
States, of any
Indian tribe, or of any State or political subdivision
thereof.
(7)
The term "State" means any of the fifty States, the District of
Columbia, Puerto
Rico, Guam, and the Virgin Islands.
Excavation and Removal
SEC. 4. (a) Any person may
apply to the Federal land manager for a permit
to excavate or remove any archaeological
resource located on public lands or
Indian lands and to carry out activities
associated with such excavation or
removal. The application shall
be required, under uniform regulations under
this Act, to contain such information
as the Federal land manager deems
necessary, including information
concerning the time, scope, and location and
specific purpose of the proposed
work.
(b) A permit may be issued
pursuant to an application under subsection (a)
if the Federal land manager determines,
pursuant to uniform regulations under
this Act, that-
(1)
the applicant is qualified, to carry out the permitted activity,
(2)
the activity is undertaken for the purpose of furthering
archaeological
knowledge in the public interest,
(3)
the archaeological resources which are excavated or removed from
public lands
will remain the property of the United States, and such
resources and
copies of associated archaeological records and data will
be preserved
by a suitable university, museum, or other scientific or
educational institution,
and
(4)
the activity pursuant to such permit is not inconsistent with any
management plan
applicable to the public lands concerned.
(c) If a permit issued under
this section may result in harm to, or
destruction of, any religious or
cultural site, as determined by the Federal
land manager, before issuing such
permit, the Federal land manager shall
notify any Indian tribe which may
consider the site as having religious or
cultural importance. Such
notice shall not be deemed a disclosure to the
public for purposes of section 9.
(d) Any permit under this
section shall contain terms and conditions,
pursuant to uniform regulations
promulgated under this Act, as the Federal
land manager concerned deems necessary
to carry out the purposes of this Act.
(e) Each permit under this
section shall identify the individual who shall
be responsible for carrying out
the terms and conditions of the permit and for
otherwise complying with this Act
and other law applicable to the permitted
activity.
(f) Any permit issued under
this section may be suspended by the Federal
land manager upon his determination
that the permittee has violated any
provision of subsection (a), (b),
or (c) of section 6. Any such permit may
be revoked by such Federal land
manager upon assessment of a civil penalty
under section 7 against the permittee
or upon the permittee's conviction under
section 6.
(g) (1) No permit shall be
required under this section or under the Act of
June 8, 1906 (16 U.S.C. 431), for
the excavation or removal by any Indian
tribe or member thereof of any archaeological
resource located on Indian lands
of such Indian tribe, except that
in the absence of tribal law regulating the
excavation or removal of archaeological
resources on Indian lands, an individual
tribal member shall be required
to obtain a permit under this section.
(2)
In the case of any permits for the excavation or removal of any
archaeological resources located
on Indian lands, the permit may be granted
only after obtaining the consent
of the Indian or Indian tribe owning or
having jurisdiction over such lands.
The permit shall include such terms
and conditions as may be requested
by such Indian or Indian tribe.
(h) (1) No permit or other
permission shall be required under the Act of
June 8, 1906 (16 U.S.C. 431-433),
for any activity for which a permit is
issued under this section.
(2)
Any permit issued under the Act of June 8, 1906, shall remain in
effect according to its terms and
conditions following the enactment of this
Act. No permit shall be required
to carry out any activity under a permit
issued under the Act of June 8,
1906, before the date of the enactment of this
Act which remains in effect as provided
in this paragraph, and nothing in this
Act shall modify or affect any such
permit.
(i) Issuance of a permit
in accordance with this section and applicable
regulations shall not require compliance
with section 106 of the Act of
October 15, 1966 (80 Stat. 917,
16 U.S.C. 470f).
(j) Upon the written request
of the Governor of any State, the Federal land
manager shall issue a permit, subject
to the provisions of subsections (b)(3),
(b)(4), (c), (e), (f), (g), (h),
and (i) of this section for the purpose of
conducting archaeological research,
excavation, removal, and curation, on
behalf of the State or its educational
institutions, to such Governor or to
such designee as the Governor deems
qualified to carry out the intent of this
Act.
Custody of Resources
SEC. 5. The Secretary of the
Interior may promulgate regulations providing for-
(1)
the exchange, where appropriate, between suitable universities,
museums, or other
scientific or educational institutions, of
archaeological
resources removed from public lands and Indian lands
pursuant to this
Act, and
(2)
the ultimate disposition of such resources and other resources
removed pursuant
to the Act of June 27, 1960 (16 U.S.C. 469-469c) or
the Act of June
8, 1906 (16 U.S.C. 431-433).
Any exchange or ultimate
disposition under such regulation of archaeological
resources excavated or removed from
Indian lands shall be subject to the
consent of the Indian or Indian
tribe which owns or has jurisdiction over such
lands. Following promulgation
of regulations, under this section,
notwithstanding any other provision
of law, such regulations shall govern the
disposition of archaeological resources
removed from public lands and Indian
lands pursuant to this Act.
Prohibited Acts and Criminal Penalties
SEC. 6. (a) No person may
excavate, remove, damage, or otherwise alter or
deface or attempt to excavate,
remove, damage, or otherwise alter or deface3
any archaeological resource located
on public lands or Indian lands unless such
activity is pursuant to a permit
issued under section 4, a permit referred to
in section 4(h)(2), or the exemption
contained in section 4(g)(1).
(b) No person may sell, purchase,
exchange, transport, receive, or offer to
sell, purchase, or exchange any
archaeological resource if such resource was
excavated or removed from public
lands or Indian lands in violation of-
(1)
the prohibition contained in subsection (a), or
(2)
any provision, rule, regulation, ordinance, or permit in effect
under any other provision
of Federal law.
(c) No person may sell, purchase,
exchange, transport, receive, or offer to
sell, purchase, or exchange, in
interstate or foreign commerce, any
archaeological resources excavated,
removed, sold, purchased, exchanged,
transported, or received in violation
of any provision, rule, regulation,
ordinance, or permit in effect under
State or local law.
(d) Any person who knowingly
violates, or counsels, procures, solicits, or
employs any other person to violate,
any prohibition contained in subsection
(a), (b), or (c) of this section
shall, upon conviction, be fined not more than
$10,000 or imprisoned not more than
one year, or both: Provided, however,
That if the commercial or archaeological
value of the archaeological resources
involved and the cost of restoration
and repair of such resources exceeds the
sum of $500,4 such person
shall be fined not more than $20,000 or
imprisoned not more than two years,
or both. In the case of a second or
subsequent such violation upon conviction
such person shall be fined not more
than $100,000, or imprisoned not
more than five years, or both.
(e) The prohibitions contained
in this section shall take effect on the date
of the enactment of this Act.
(f) Nothing in subsection
(b)(1) of this section shall be deemed applicable
to any person with respect to an
archaeological resource which was in the lawful
possession of such person prior
to the date of the enactment of this Act.
(g) Nothing in subsection
(d) of this section shell be deemed applicable to
any person with respect to the removal
of arrowheads located on the surface of
the ground.
Civil Penalties
SEC. 7. (a)(1) Any person
who violates any prohibition contained in an
applicable regulation or permit
issued under this Act may be assessed a civil
penalty by the Federal land manager
concerned. No penalty may be assessed under
this subsection unless such person
is given notice and opportunity for a
hearing with respect to such violation.
Each violation shall be a separate
offense. Any such civil penalty
may be remitted or mitigated by the Federal
land manager concerned.
(2)
The amount of such penalty shall be determined under regulation
promulgated pursuant to this
Act, taking into account, in addition to
other factors-
(A) the archaeological or commercial value of the archaeological
resource
involved, and
(B) the cost of restoration and repair of the resource and the
archaeological
site involved.
Such regulations shall provide
that, in the case of a second or subsequent
violation by any person, the amount
of such civil penalty may be double the
amount which would have been assessed
if such violation were the first violation
by such person. The amount
of any penalty assessed under this subsection for
any violation shall not exceed an
amount equal to double the cost of restoration
and repair of resources and archaeological
sites damaged and double the fair
market value of resources destroyed
or not recovered.
(3)
No penalty shall be assessed under this section for the removal of
arrowheads located on the
surface of the ground.
(b) (1) Any person aggrieved
by an order assessing a civil penalty under
subsection (a) may file a petition
for judicial review of such order with the
United States District Court for
the District of Columbia or for any other
district in which such a person
resides or transacts business. Such a petition
may only be filed within the 30-day
period beginning on the date the order
making such assessment was issued.
The court shall hear such action on the
record made before the Federal land
manager and shall sustain his action if it
is supported by substantial evidence
on the record considered as a whole.
(2)
If any person fails to pay an assessment of a civil penalty-
(A) after the order making the assessment has become a final order
and
such person has not filed a petition for judicial review of the
order in accordance with paragraph (1), or
(B) after a court in an action brought under paragraph (1) has
entered a final judgment upholding the assessment of a civil penalty,
the Federal land managers may request the Attorney General to institute
a civil action in a district court of the United States for any
district in which such person is found, resides, or transacts business
to collect the penalty and such court shall have jurisdiction to hear
and decide any such action. In such action, the validity and amount
of
such penalty shall not be subject to review.
(c) Hearings held during
proceedings for the assessment of civil penalties
authorized by subsection (a) shall
be conducted in accordance with section 554
of title 5 of the United States
Code. The Federal land manager may issue
subpoenas for the attendance and
testimony of witnesses and the production of
relevant papers, books, and documents,
and administer oaths. Witnesses summoned
shall be paid the same fees and
mileage that are paid to witnesses in the courts
of the United States. In case
of contumacy or refusal to obey a subpoena served
upon any person pursuant to this
paragraph, the district court of the United
States for any district in which
such person is found or resides or transacts
business, upon application by the
United States and after notice to such person,
shall have jurisdiction to issue
an order requiring such person to appear and
give testimony before the Federal
land manager or to appear and produce
documents before the Federal land
manager, or both, and any failure to obey such
order of the court may be punished
by such court as a contempt thereof.
Rewards; Forfeiture
SEC. 8. (a) Upon the certification
of the Federal land manager concerned, the
Secretary of the Treasury is directed
to pay from penalties and fines collected
under sections 6 and 7 an amount
equal to one-half of such penalty or fine, but
not to exceed $500, to any person
who furnishes information which leads to the
finding of a civil violation, or
the conviction of criminal violation, with
respect to which such penalty or
fine was paid. If several persons provided
such information, such amount shall
be divided among such persons. No officer
or employee of the United States
or of any State or local government who
furnishes information or renders
service in the performance of his official
duties shall be eligible for payment
under this subsection.
(b) All archaeological resources
with respect to which a violation of
subsection (a), (b), or (c) of section
6 occurred and which are in the
possession of any person, and all
vehicles and equipment of any person which
were used in connection with such
violation, may be (in the discretion of the
court or administrative law judge,
as the case may be) subject to forfeiture
to the United States upon-
(1)
such person's conviction of such violation under section 6,
(2)
assessment of a civil penalty against such person under section 7
with respect to such violation,
or
(3)
a determination of any court that such archaeological resources,
vehicles, or equipment were
involved in such violation.
(c) In cases in which a violation
of the prohibition contained in subsection
(a), (b), or (c) of section 6 involve
archaeological resources excavated or
removed from Indian lands, the Federal
land manager or the court, as the case
may be, shall provide for the payment
to the Indian or Indian tribe involved
of all penalties collected pursuant
to section 7 and for the transfer to such
Indian or Indian tribe of all items
forfeited under this section.
Confidentiality
SEC. 9. (a) Information concerning
the nature and location of any
archaeological resource for which
the excavation or removal requires a permit
or other permission under this Act
or under any other provision of Federal law
may not be made available to the
public under subchapter II of chapter 5 of
title 5 of the United States Code
or under any other provision of law unless
the Federal land manager concerned
determines that such disclosure would-
(1)
further the purposes of this Act or the Act of June 27, 1960
(16 U.S.C. 469-469c), and
(2)
not create a risk of harm to such resources or to the site at which
such resources are located.
(b) Notwithstanding the provisions
of subsection (a), upon the written
request of the Governor of any State,
which request shall state-
(1)
the specific site or area for which information is sought,
(2)
the purpose for which such information is sought,
(3)
a commitment by the Governor to adequately protect the
confidentiality of such information
to protect the resource from commercial
exploitation.
The Federal land manager
concerned shall provide to the Governor information
concerning the nature and location
of archaeological resources within the State
of the requesting Governor.
Regulations; Intergovernmental
Coordination
SEC 10. (a) The Secretaries
of the Interior, Agriculture and Defense and the
Chairman of the Board of the Tennessee
Valley Authority, after consultation
with other Federal land managers,
Indian tribes, representatives of concerned
State agencies, and after public
notice and hearing, shall promulgate such
uniform rules and regulations as
may be appropriate to carry out the purposes
of this Act. Such rules and
regulations may be promulgated only after
consideration of the provisions
of the American Indian Religious Freedom Act
(92 Stat. 469; 42 U.S.C. 1996).
Each uniform rule or regulation promulgated
under this Act shall be submitted
on the same calendar day to the Committee
on Energy and Natural Resources
of the United States Senate and to the Committee
on Interior and Insular Affairs
of the United States House of Representatives,
and no such uniform rule or regulation
may take effect before the expiration of
a period of ninety calendar days
following the date of its submission to such
Committees.
(b) Each Federal land manager
shall promulgate such rules and regulations
under subsection (a), as may be
appropriate for the carrying out of his
functions and authorities under
this Act.
(c)5Each Federal
land manager shall establish a program to increase public
awareness of the significance of
the archaeological resources located on public
lands and Indian lands and the need
to protect such resources. Each such land
manager shall submit an annual report
to the Committee on Interior and Insular
Affairs of the United States House
of Representatives and to the Committee on
Energy and Natural Resources of
the United States Senate regarding the actions
taken under such program.
Cooperation with Private Individuals
SEC. 11. The Secretary of
the Interior shall take such action as may be
necessary, consistent with the purposes
of this Act, to foster and improve the
communication, cooperation, and
exchange of information between-
(1)
private individuals having collections of archaeological resources
and data which were obtained
before the date of the enactment of this Act,
and
(2)
Federal authorities responsible for the protection of archaeological
resources on the public lands
and Indian lands and professional archaeologists
and associations of professional
archaeologists.
In carrying out this section,
the Secretary shall, to the extent practicable
and consistent with the provisions
of this Act, make efforts to expand the
archaeological data base for the
archaeological resources of the United States
through increased cooperation between
private individuals referred to in
paragraph (1) and professional archaeologists
and archaeological organizations.
Savings Provisions
SEC.12 (a) Nothing in this
Act shall be construed to repeal, modify, or
impose additional restrictions on
the activities permitted under existing laws
and authorities relating to mining,
mineral leasing, reclamation, and other
multiple uses of the public lands.
(b) Nothing in this Act applies
to, or requires a permit for, the collection
for private purposes of any rock,
coin, bullet, or mineral which is not an
archaeological resource, as determined
under uniform regulations promulgated
under section 3(1).
(c) Nothing in this Act shall
be construed to affect any land other than
public land or Indian land or to
affect the lawful recovery, collection, or
sale of archaeological resources
from land other than public land or Indian
land.
Report
SEC. 13. As part of the annual
report required to be submitted to the
specified committees of the Congress
pursuant to section 5(c) of the Act of
June 27, 1960 (74 Stat. 220; 16
U.S.C. 469-469a), the Secretary of the
Interior shall comprehensively report
as a separate component on the
activities carried out under the
provisions of this Act, and he shall make
such recommendations as he deems
appropriate as to changes or improvements
needed in the provisions of this
Act. Such report shall include a brief
summary of the actions undertaken
by the Secretary under section 11 of this
Act, relating to cooperation with
private individuals.
SEC. 14.6 The Secretaries
of the Interior, Agriculture, and Defense and
the Chairman of the Board of the
Tennessee Valley Authority shall-
(a) develop plans for surveying
lands under their control to determine the
nature and extent of archaeological
resources on those lands;
(b) prepare a schedule for
surveying lands that are likely to contain the
most scientifically valuable archaeological
resources; and
(c) develop documents for
the report of suspected violations of this Act
and establish when and how those
documents are to be completed by officers,
employees, and agents of their respective
agencies.
_______
1 The Archaeological Resources
Protection Act of 1979 (16 U.S.C.
470aa-470mm), as set forth herein,
consists of Public Law 96-95 (October 31,
1979) and amendments thereto.
2 Section 3(3) originally
ended with a semicolon, but was amended
to terminate with a period by Public
Law 100-588(Section (a)), Nov. 3, 1988
(102 Stat. 2983).
3 Language in boldface
type in Section 6(a) was added in Public Law
100-588 (Sec. (b)), Nov. 3, 1988
(102. Stat. 2983).
4The amount in boldface
was substituted for $5,000, which was in
the original law, by Section (c)
of Public Law 100-588, Nov. 3, 1988 (102
Stat. 2983).
4 Section 10(c) was added
to the law by Public Law 100-588
(Section (d)), Nov. 3, 1988 (102
Stat. 2778).
5 Section 14 was added
to the original legislation by Public Law 100-555,
Oct. 28, 1988 (102 Stat. 2983).
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